WELCOME!

Charter Oak Asset Management, Inc. has offered discretionary investment management services to conservative individuals, retirement programs and non-profit clients since 1987.  The company was founded in Cheshire, CT and is both independent and locally owned.  We are a boutique advisory firm with a staff that has prided itself on providing a high level of individualized service to each client for nearly three decades.

Charter Oak is regulated under the Investment Advisors Act of 1940 and registered with the State of Connecticut Department of Banking as a Registered Investment Advisor (RIA).  As such, Charter Oak is required to assume the position of a “fiduciary” and must always, by law, put the best interests of its clients first.

You might be surprised to find out that many investment firms are not required to act as your fiduciary and put your interests before theirs.  This is an important legal distinction and we strongly recommend that you always ask the person/firm who currently manages or who may manage your investments whether they are required by law to act as your fiduciary.

In addition, Charter Oak is a Broker Dealer (BD) member of FINRA (Financial Industry Regulatory Authority) and a member of SIPC (Securities Investment Protection Corporation).

Check the background of this firm on FINRA's BrokerCheck


Registered Investment Advisor – State of Connecticut Department of Banking
Broker Dealer Member – Financial Industry Regulatory Authority (FINRA)
Member of the Securities Investor Protection Corporation (SIPC)
State of Connecticut Insurance Department - Life, Accident & Health License